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What is your educational background?
College degree – Bachelor of Science, United States Naval Academy Graduate degree – MBA, Southern Methodist University Professional - CFP program, College for Financial Planning.
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What are your financial planning credentials/designations and affiliations?
CFP®, NAPFA Registered Advisor, Financial Planning Association
- NAPFA-Registered Financial Advisor — (60 hours continuing education every 2 years)
- Certified Financial Planner professional (CFP®) — (30 hours continuing education every 2 years)
- Financial Planning Association (FPA) — (continuing education not required)
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How many clients do you work with?
I have worked with over 150 clients, but am currently filling a smaller practice with clients who value the planning process, desire a long term relationship and rely on an investment expert to manage the investment process.
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Do you have clients who might be willing to speak with me about your services?
No – Primarily confidentiality, but as educated as our clients are regarding the planning process, we feel that we are better able to explain the scope and value of our services. We are happy to educate the prospective client with referrals from other professionals and research from the regulatory groups the oversee financial planners.
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Will you provide me with references from other professionals?
Yes, on request.
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Describe your financial planning work experience or attach your resume.
I began as an independent, and have had my own firm since 2001. See my website for more information. This information is available in the ADV Part II.
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Will you or an associate of yours work with me?
Both, but I handle most client contact, and generally even answer the phone if I am available.
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Will you sign the Fiduciary Oath below?
Yes, a signed copy is in my reception area.
